What's the algorithm behind sleep() ?

Question

Now there's something I always wondered: how is sleep() implemented ?

If it is all about using an API from the OS, then how is the API made ?

Does it all boil down to using special machine-code on the CPU ? Does that CPU need a special co-processor or other gizmo without which you can't have sleep() ?

The best known incarnation of sleep() is in C (to be more accurate, in the libraries that come with C compilers, such as GNU's libc), although almost every language today has its equivalent, but the implementation of sleep in some languages (think Bash) is not what we're looking at in this question...

EDIT: After reading some of the answers, I see that the process is placed in a wait queue. From there, I can guess two alternatives, either

1. a timer is set so that the kernel wakes the process at the due time, or
2. whenever the kernel is allowed a time slice, it polls the clock to check whether it's time to wake a process.

The answers only mention alternative 1. Therefore, I ask: how does this timer behave ? If it's a simple interrupt to make the kernel wake the process, how can the kernel ask the timer to "wake me up in 140 milliseconds so I can put the process in running state" ?

Answer 1

There's a kernel data structure called the sleep queue. It's a priority queue. Whenever a process is added to the sleep queue, the expiration time of the most-soon-to-be-awakened process is calculated, and a timer is set. At that time, the expired job is taken off the queue and the process resumes execution.

(amusing trivia: in older unix implementations, there was a queue for processes for which fork() had been called, but for which the child process had not been created. It was of course called the fork queue.)

HTH!

Answer 2

A multitasking operating system has a component called a scheduler, this component is responsible for giving CPU time to threads, calling sleep tells the OS not to give CPU time to this thread for some time.

see http://en.wikipedia.org/wiki/Process_states for complete details.

Answer 3

I don't know anything about Linux, but I can tell you what happens on Windows.

Sleep() causes the process' time-slice to end immediately to return control to the OS. The OS then sets up a timer kernel object that gets signaled after the time elapses. The OS will then not give that process any more time until the kernel object gets signaled. Even then, if other processes have higher or equal priority, it may still wait a little while before letting the process continue.

Special CPU machine code is used by the OS to do process switching. Those functions cannot be accessed by user-mode code, so they are accessed strictly by API calls into the OS.

Answer 4

there's at least two different levels to answer this question. (and a lot of other things that get confused with it, i won't touch them)

1. an application level, this is what the C library does. It's a simple OS call, it simply tells the OS not to give CPU time to this process until the time has passed. The OS has a queue of suspended applications, and some info about what are they waiting for (usually either time, or some data to appear somewhere).

2. kernel level. when the OS doesn't have anything to do right now, it executes a 'hlt' instruction. this instruction doesn't do anything, but it never finishes by itself. Of course, a hardware interrupt is serviced normally. Put simply, the main loop of an OS looks like this (from very very far away):

   allow_interrupts ();
   while (true) {
     hlt;
     check_todo_queues ();
   }
   

   the interrupt handlers simpy add things to the todo queues. The real time clock is programmed to generate interrupts either periodically (at a fixed rate), or to some fixed time in the future when the next process wants to be awaken.

Answer 5

Perhaps the major job of an operating system is to hide the complexity of a real piece of hardware from the application writer. Hence, any description of how the OS works runs the risk of getting really complicated, really fast. Accordingly, I am not going to deal with all the "what ifs" and yeah buts" that a real operating system needs to deal with. I'm just going to describe, at a high conceptual level, what a process is, what the scheduler does, how the timer queue works. Hopefully this is helpful.

What's a process:

Think of a process--let's just talk about processes, and get to threads later--as "the thing the operating system schedules". A process has an ID--think an integer--and you can think of that integer as an index into a table containing all the context of that process.

Context is the hardware information--registers, memory management unit contents, other hardware state--that, when loaded into the machine, will allow the process to "go". There are other components of context--lists of open files, state of signal handlers, and, most importantly here, things the process is waiting for.

Processes spend a lot of time sleeping (a.k.a. waiting)

A process spends much of its time waiting. For example, a process that reads or writes to disk will spend a lot of time waiting for the data to arrive or be acknowledged to be out on disk. OS folks use the terms "waiting" and "sleeping" (and "blocked") somewhat interchangeably--all meaning that the process is awaiting something to happen before it can continue on its merry way. It is just confusing that the OS API sleep() happens to use underlying OS mechanisms for sleeping processes.

Processes can be waiting for other things: network packets to arrive, window selection events, or a timer to expire, for example.

Processes and Scheduling

Processes that are waiting are said to be non-runnable. They don't go onto the run queue of the operating system. But when the event occurs which the process is waiting for, it causes the operating system to move the process from the non-runnable to the runnable state. At the same time, the operating system puts the process on the run queue, which is really not a queue--it's more of a pile of all the processes which, should the operating system decide to do so, could run.

Scheduling:

the operating system decides, at regular intervals, which processes should run. The algorithm by which the operating system decides to do so is called, somewhat unsurprisingly, the scheduling algorithm. Scheduling algorithms range from dead-simple ("everybody gets to run for 10 ms, and then the next guy on the queue gets to run") to far more complicated (taking into account process priority, frequency of execution, run-time deadlines, inter-process dependencies, chained locks and all sorts of other complicated subject matter).

The Timer Queue A computer has a timer inside it. There are many ways this can be implemented, but the classic manner is called a periodic timer. A periodic timer ticks at a regular interval--in most operating systems today, I believe this rate is 100 times per second--100 Hz--every 10 milliseconds. I'll use that value in what follows as a concrete rate, but know that most operating systems worth their salt can be configured with different ticks--and many don't use this mechanism and can provide much better timer precision. But I digress.

Each tick results in an interrupt to the operating system.

When the OS handles this timer interrupt, it increments its idea of system time by another 10 ms. Then, it looks at the timer queue and decides what events on that queue need to be dealt with.

The timer queue really is a queue of "things which need to be dealt with", which we will call events. This queue is ordered by time of expiration, soonest events first.

An "event" can be something like, "wake up process X", or "go kick disk I/O over there, because it may have gotten stuck", or "send out a keepalive packet on that fibrechannel link over there". Whatever the operating system needs to have done.

When you have a queue ordered in this way, it's easy to manage the dequeuing. The OS simply looks at the head of the queue, and decrements the "time to expiration" of the event by 10 ms every tick. When the expiration time goes to zero, the OS dequeues that event, and does whatever is called for.

In the case of a sleeping process, it simply makes the process runnable again.

Simple, huh?

Answer 6

The "update" to question shows some misunderstanding of how modern OSs work.

The kernel is not "allowed a time slice". The kernel is the thing that gives out timeslices to user processes. The "timer" is not set to wake the sleeping process up - it is set to stop the currently running process.

In essence, the kernel attempts to fairly distribute the CPU time by stopping processes that are on CPU too long. For a simplified picture, let's say that no process is allowed to use the CPU more than 2 milliseconds. So, the kernel would set timer to 2 milliseconds, and let the process run. When the timer fires an interrupt, the kernel gets control. It saves the running process' current state (registries, instruction pointer and so on), and the control is not returned to it. Instead, another process is picked from the list of processes waiting to be given CPU, and the process that wasinterrupted goes to the back of the queue.

The sleeping process is simply not in the queue of things waiting for CPU. Instead, it's stored in the sleeping queue. Whenever kernel gets timer interrupt, the sleep queue is checked, and the processes whose time have come get transferred to "waiting for CPU" queue.

This is, of course, a gross simplification. It takes very sophisticated algorithms to ensure security, fairness, balance, prioritize, prevent starvation, do it all fast and with minimum amount of memory used for kernel data.

Answer 7

Essentially, yes, there is a "special gizmo" - and it's important for a lot more than just sleep().

Classically, on x86 this was an Intel 8253 or 8254 "Programmable Interval Timer". In the early PCs, this was a seperate chip on the motherboard that could be programmed by the CPU to assert an interrupt (via the "Programmable Interrupt Controller", another discrete chip) after a preset time interval. The functionality still exists, although it is now a tiny part of a much larger chunk of motherboard circuitry.

The OS today still programs the PIT to wake it up regularly (in recent versions of Linux, once every millisecond by default), and this is how the Kernel is able to implement pre-emptive multitasking.